Our client is seeking an experienced Associate Director, Regulatory Advisor to join their dynamic team in London. This role will focus on providing regulatory guidance and support within the asset management sector, ensuring compliance with relevant regulations while enhancing our strategic objectives in public and private markets.
Key Responsibilities:
- Regulatory Advisory: Provide expert advice on regulatory frameworks affecting asset management, with a strong focus on public markets.
- Compliance Oversight: Ensure adherence to all relevant regulatory requirements and internal policies, proactively identifying potential compliance risks and implementing solutions.
- Stakeholder Engagement: Collaborate with internal teams, including legal, compliance, and operations, to align regulatory strategies with business objectives.
- Policy Development: Contribute to the development and implementation of regulatory policies and procedures, ensuring they are up to date with changing regulations.
- Training and Support: Develop and deliver training programs for staff on regulatory matters, fostering a culture of compliance within the organisation.
- Market Insight: Stay abreast of industry trends, regulatory changes, and best practices to provide informed recommendations to senior management.
- Reporting and Analysis: Prepare and present regulatory reports to senior management, highlighting compliance status and potential areas of concern.
Qualifications:
- Experience: 7-10 years of relevant experience in regulatory advisory roles within the asset management sector preferably.
- Regulatory Knowledge: In-depth understanding of UK and EU regulatory frameworks.
- Market Exposure: Experience with both public markets and a understanding of private markets is a plus.
- Analytical Skills: Strong analytical and problem-solving skills, with the ability to interpret complex regulations and translate them into actionable strategies.
- Communication Skills: Excellent verbal and written communication skills, capable of engaging with diverse stakeholders and presenting complex information clearly.
- Education: A relevant degree in finance, law, economics, or a related field. Additional professional qualifications are a plus.
If interested, please send your CV outlining relevant experience to-
