Job Title: AVP Senior Audit Manager - Liquidity Risk Management
Location: Dallas, TX (100% Onsite)
Relocation Assistance and Bonus Buyout Available
Company Overview:
Our client is a leading global investment bank, recognized for its expertise in financial services and risk management. They are currently seeking an experienced AVP Senior Audit Manager to join their internal audit team with a focus on Liquidity Risk Management. This role offers an exciting opportunity to ensure that the firm's liquidity risk controls are robust, effective, and aligned with industry best practices and regulatory requirements.
Position Overview:
As an AVP Senior Audit Manager focusing on Liquidity Risk Management, you will lead audits across the firm's liquidity risk framework, assessing the effectiveness of controls and governance surrounding liquidity management. You will work closely with senior management to evaluate the firm's liquidity position, identify risks, and ensure compliance with regulatory standards. This role requires in-depth knowledge of liquidity risk management and the ability to lead audits in a fast-paced, global environment.
Key Responsibilities:
- Lead audits related to liquidity risk management, focusing on liquidity planning, stress testing, and compliance with internal policies and regulatory requirements.
- Supervise and guide junior audit team members, ensuring the focus on high-risk areas related to liquidity risk and that audit documentation meets quality standards.
- Assess liquidity risk controls, identify gaps, and make recommendations for improvements in the liquidity risk management framework.
- Evaluate the firm's ability to meet liquidity requirements under various stress scenarios, ensuring adherence to regulatory liquidity rules.
- Present audit findings to senior management and relevant stakeholders, ensuring clear communication and follow-up on open issues.
- Contribute to broader departmental initiatives aimed at improving audit processes and enhancing liquidity risk management controls across the firm.
- Maintain a deep understanding of the firm's liquidity risk management strategy, products, and functions to ensure effective risk assessments and audits.
Qualifications:
- 4+ years of experience in internal audit or public accounting, specifically in liquidity risk management, financial services, or related control functions.
- Proven leadership abilities with a track record of managing teams, mentoring junior staff, and building strong relationships with stakeholders.
- Expertise in liquidity risk management practices, regulatory compliance (e.g., Basel III), and internal controls.
- Bachelor's degree in Finance, Accounting, Risk Management, or a related discipline; a graduate degree is a plus.
- Relevant certifications such as CPA, CIA, FRM, or CFA are preferred.
- Strong communication and presentation skills, with the ability to influence senior stakeholders and effectively present complex audit findings.
