In this role, you'll have the opportunity to lead the planning, execution, and oversight of the annual audit plan, ensuring the quality and effectiveness of the audit processes across designated areas, specifically the FICC business area. You'll collaborate with key stakeholders, maintain knowledge of financial services regulations, and interact with regulators to uphold the highest standards of compliance and governance. This role will specifically focus on auditing the FICC and equity business unit and will bring a unique opportunity for someone with experience in audit and in the FICC space.
Responsibilities:
- Maintain an understanding of the firm's FICC business, governance, risk management, and controls.
- Lead, execute and document various audit activities throughout the audit life cycle.
- Develop, Update, and Verify various audit engagements ensuring timeliness, accuracy, and compliance with regulatory requirements.
- Draft audit issues, reports, and recommendations for corrective action as they relate to the respective client.
Minimum Qualifications:
Education:
- Bachelor's Degree in Business or a relevant field such as Finance, Accounting, or related field.
Experience:
- Minimum of 8 years experience in Internal audit, risk management or controls function
- Strong understanding Fixed Income, Currency and Commodities (FICC) products, business area and relevant areas.
